Episode Description
This episode covers critical regulatory developments spanning risk advisory, sanctions, equine welfare, SEC enforcement, and healthcare sectors.
Listeners will gain insight into the CBOE exchange's shift from a flat fee to a tiered API pricing model designed to align costs with actual usage, a significant update after nearly a decade. The SEC has taken decisive enforcement action by barring an individual involved in fraud and misappropriation, underscoring ongoing vigilance in financial regulation.
Additionally, the episode addresses the Department of Education's proposed restrictive definition of 'professional degree' impacting healthcare professionals’ student loan eligibility, highlighting opposition efforts to preserve access. Enhanced joint enforcement by California’s SBA and USDA Offices of Inspector General targets sophisticated federal program fraud schemes, signalling increased accountability. Finally, enforcement of equine welfare standards is reinforced through a legal ruling holding a racehorse trainer accountable for neglect leading to a horse’s death.
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Articles mentioned:
- Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Replace the Existing Flat Monthly Fee for the Silexx Application Programming Interface (“API”) with a Usage-Based Tiered...
- Appendix I - 4th March 2026 - Countries That are Presenting Higher Risks (Tracked)
- Attorney General Bonta Opposes Trump Administration Proposal to Exclude Healthcare Professionals from Necessary Student Loans
- Attorney General Bonta Opposes Trump Administration Proposal to Exclude Healthcare Professionals from Necessary Student Loans
- Administrative Law Judge Decision on Application for Review
- Administrative Proceeding - Carole A. Liston
- SBA OIG and USDA OIG Joint Engagement in California Signals Heightened Enforcement Posture Against Federal Program Fraud
- Attorney General James Takes Action to Protect New Yorkers from Illegal Guns
- Treasury Sanctions Rwanda Officials, Condemns Blatant Violations of Washington Peace Accords